Ezra Sitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezra Sitt, who also goes by Ezra Sam Sitt, was a registered financial professional .
Ezra is a previously registered financial professional and started their career in finance in 2014. Ezra had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2021 - July 22, 2025
DISRUPTIVE SECURITIES
December 9, 2020 - June 15, 2021
PFS INVESTMENTS INC.
January 28, 2020 - June 15, 2021
PFS INVESTMENTS INC.
November 26, 2018 - December 31, 2019
PFS INVESTMENTS INC.
October 17, 2018 - December 31, 2019
PFS INVESTMENTS INC.
October 17, 2014 - October 24, 2016
INVESCO ADVISERS, INC.
August 13, 2014 - October 24, 2016
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DISRUPTIVE SECURITIES
CRD#: 299155 / SEC#: , 8-70241
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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