Thomas W. Manly

HOBBS GROUP ADVISORS LLC

COLUMBIA, SC 29201

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CRD#: 6369777

Professional summary

Thomas Winfield Manly, CFP® is a registered financial advisor currently at HOBBS GROUP ADVISORS LLC located in Columbia, South Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Hobbs Group Advisors LLC;investment related;1704 Laurel Street,Columbia,SC 29201;associate advisor;8/2016;20 hrs/month;3.5 hrs during trading;assist in daily meetings and continue business development

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Winfield Manly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

December 8, 2016 - Present

HOBBS GROUP ADVISORS LLC

Office #1: 1727 Laurel Street, Columbia, SC 29201

RIA

CRD#: 157274

COLUMBIA, SC

Past

September 19, 2016 - April 3, 2023

TRIAD ADVISORS LLC

CRD#: 25803

COLUMBIA, SC

Past

May 21, 2015 - August 15, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

JACKSONVILLE, FL

Past

August 18, 2014 - August 9, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOBBS GROUP ADVISORS LLC

CRD#: 157274 / SEC#: 801-113063

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(12/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2014

General Securities Representative Examination

Current Firm

HOBBS GROUP ADVISORS LLC

CRD#: 157274 / SEC#: 801-113063

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/7/2018 Terminated)

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Contact information

Main Address

1727 Laurel Street, Columbia, SC 29201

Mailing Address

Phone number

(803) 540-3034

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (5/15/2025)

Regulatory assets under management

Total Number of Accounts	1,031
AUM (Assets Under Management)	$ 479,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Manly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Winfield Manly's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

HOBBS GROUP ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2015

Series 63

Date: 8/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2014

Current Firm

HOBBS GROUP ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOBBS GROUP ADVISORS LLC

TRUST BUT VERIFY

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