John M. Gambone

ENTREWEALTH

Chalfont, PA

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CRD#: 6369762

Professional summary

John Michael Gambone, CFP®, ChFC® is a registered financial advisor currently at ENTREWEALTH located in Chalfont, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent; Insurance Products and Services, Investment Related, 07/2014; Hours/Month 40, Hours/Month During Trading 40, 119 W. Wayne Ave., Wayne, PA 19087

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gambone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

CRD#: 14869

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/12/2024)

IAR

Texas
(7/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2014

General Securities Representative Examination

Current Firm

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

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Contact information

Main Address

1101 Quaker Ridge Dr, Austin, TX 78746

Mailing Address

701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746

Phone number

(512) 240-2244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, PRIVACY NOTICE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 222,597,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Gambone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Gambone's CRS (Customer Relationship Summary).

Certified licenses

Experience

VITAL CAPITAL LLC

THE ASCENT GROUP, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

ENTREWEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2014

Current Firm

ENTREWEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTREWEALTH

TRUST BUT VERIFY

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