Alexander Coats

ATLAS WEALTH MANAGEMENT

Cave Creek, AZ

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CRD#: 6369259

Professional summary

Alexander Coats, who also goes by Alex Coats, is a registered financial advisor currently at ATLAS WEALTH MANAGEMENT, LLC located in Cave Creek, Arizona.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexander has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Coats

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Coats's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2026 - Present

ATLAS WEALTH MANAGEMENT, LLC

RIA

CRD#: 160433

Cave Creek, AZ

Past

October 20, 2025 - January 14, 2026

CRD#: 6363

SCOTTSDALE, AZ

Past

December 13, 2017 - May 31, 2019

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Scottsdale, AZ

Past

December 16, 2016 - May 31, 2019

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

July 20, 2015 - September 1, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

PHOENIX, AZ

Past

August 13, 2014 - April 23, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TEMPE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Series 6

Date: 8/13/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ATLAS WEALTH MANAGEMENT, LLC

CRD#: 160433 / SEC#:

Arizona

Registered Investment Advisory firm - (12/10/2015 Approved)

Delaware

Registered Investment Advisory firm - (3/9/2015 Approved)

New Jersey

Registered Investment Advisory firm - (6/5/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cave Creek, AZ

Mailing Address

Phone number

(888) 403-9400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 57,984,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander Coats

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Coats's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS WEALTH MANAGEMENT, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WT WEALTH MANAGEMENT, LLC

EDELMAN FINANCIAL ENGINES

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2025

Series 65

Date: 12/12/2017

Series 63

Date: 8/25/2014

Series 7TO

Date: 10/20/2025

SIE

Date: 6/30/2025

Series 7

Date: 8/10/2015

Series 6

Date: 8/13/2014

Current Firm

ATLAS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLAS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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