Patrick Hartnett
Professional summary
Patrick Hartnett, who also goes by Patrick C Hartnett, Patrick Conaboy Hartnett, is a registered financial professional currently at GOLDMAN SACHS CUSTODY SOLUTIONS located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2014. Patrick has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Hartnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2022 - Present
GOLDMAN SACHS CUSTODY SOLUTIONS
Office #1: 200 West Street, New York, NY 10282November 17, 2017 - December 27, 2018
SEI INVESTMENTS MANAGEMENT CORP
November 17, 2017 - December 27, 2018
SEI INVESTMENTS DISTRIBUTION CO.
September 15, 2015 - November 21, 2017
EQUITABLE ADVISORS, LLC
October 6, 2014 - November 21, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2022)
(1/6/2022)
(1/6/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
GOLDMAN SACHS CUSTODY SOLUTIONS
CRD#: 48015 / SEC#: , 8-52009
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | |
| CHOKSI, ANISH PAREN | CHIEF COMPLIANCE OFFICER | 6506840 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| GERAGHTY, PETER RICHARD | GENERAL COUNSEL | 4930752 |
| GREEFF, BRIAN MICHAEL | COO & POO | 4273392 |
| SIEGLER, ADAM JAMES | MANAGING DIRECTOR | 5112351 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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