Matthew P. Pellegrino
Professional summary
Matthew P Pellegrino III, who also goes by Matthew Patrick Pellegrino, Matthew Patrick Pellegrino III, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew P Pellegrino III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 8, 2024 - January 29, 2025
DEVON PARK SECURITIES, LLC
September 12, 2023 - May 16, 2024
INTE SECURITIES LLC
October 15, 2014 - July 25, 2017
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2025)
(8/29/2025)
(4/29/2025)
Exams
Series 79TO
Date: 9/12/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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