William H. Decker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hubert Decker was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2013 - November 11, 2020
DECKER & CO, LLC
September 4, 1990 - March 7, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 12, 1972 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 2, 1970 - February 2, 1973
PRUDENTIAL VENTURES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/6/1966
Registered Representative ExaminationSeries 40
Date: 9/29/1977
Registered Principal ExaminationCurrent Firm
DECKER & CO, LLC
CRD#: 166446 / SEC#: , 8-69211
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
