Christian R. Ayala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Ryan Ayala, who also goes by Christian Ryan Ayala, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2014. Christian had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2021 - July 1, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 8, 2021 - July 1, 2022
FIDELITY BROKERAGE SERVICES LLC
November 17, 2020 - February 3, 2021
CHARLES SCHWAB & CO., INC.
August 24, 2020 - February 3, 2021
CHARLES SCHWAB & CO., INC.
August 12, 2016 - June 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2016 - June 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2014 - February 9, 2016
FOUR POINTS CAPITAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
