Nickolas R. Lapointe
Professional summary
Nickolas Raymond Lapointe, who also goes by Nickolas Lapointe, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Newburgh, New York.
Nickolas is registered as a RR (Registered Representative) and started their career in finance in 2014. Nickolas has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nickolas Raymond Lapointe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2021 - Present
WORLD INVESTMENTS, LLC
Office #1: 5020 Route 9w Suite 102, Newburgh, NY 12550April 14, 2016 - January 18, 2021
AVANTAX INVESTMENT SERVICES, INC.
December 4, 2014 - April 25, 2016
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2021)
(1/19/2021)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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Company Information
WORLD INVESTMENTS, LLC
CRD#: 20626Newburgh, NY 12550TRUST BUT VERIFY
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