Antoine Nazar De Jaucourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoine Nazar De Jaucourt, who also goes by Anthony Nazar De Jaucourt, was a registered financial professional .
Antoine is a previously registered financial professional and started their career in finance in 2014. Antoine had worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2020 - September 13, 2023
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
December 8, 2014 - May 20, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD#: 7325 / SEC#: , 8-1369
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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