Nathaniel J. Yurica

THE INSTITUTE

Sacramento, CA

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CRD#: 6367654

Professional summary

Nathaniel Jenkins Yurica, who also goes by Tate Yurica, is a registered financial advisor currently at THE INSTITUTE located in Sacramento, California.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathaniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tate Yurica

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)YURICA WEALTH MANAGEMENT S-CORP/DBA FOR IAR - CEO - APPROX 2 HRS/MO - NO COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jenkins Yurica's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2019 - Present

THE INSTITUTE

RIA

CRD#: 127207

Sacramento, CA

Past

February 9, 2017 - April 26, 2019

INSTITUTE FOR WEALTH ADVISORS, INC.

RIA

CRD#: 149347

Sacramento, CA

Past

November 20, 2015 - December 31, 2016

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

September 24, 2015 - November 16, 2015

CAPITAL GUARDIAN, LLC

CRD#: 137919

SAN JOSE, CA

Past

July 28, 2015 - May 18, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

CARMICHAEL, CA

Past

December 29, 2014 - August 5, 2015

HEROLD & LANTERN INVESTMENTS, INC.

CRD#: 30996

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2014

General Securities Representative Examination

Current Firm

THE INSTITUTE

CRD#: 127207 / SEC#: 801-67624

RIA

Registered Investment Advisory firm - (3/7/2007 Approved)

Colorado

Registered Investment Advisory firm - (4/3/2007 Terminated)

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Contact information

Main Address

9878 W. Belleview Ave. #2306, Denver, CO 80123

Mailing Address

Phone number

(303) 572-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE INSTITUTE 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,848
AUM (Assets Under Management)	$ 1,154,643,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathaniel J. Yurica

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jenkins Yurica's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTE FOR WEALTH ADVISORS, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

CAPITAL GUARDIAN, LLC

CONCERT WEALTH MANAGEMENT

HEROLD & LANTERN INVESTMENTS, INC.

Primary Firm SEC Registration

THE INSTITUTE

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2015

SIE

Date: 12/31/2016

Series 7

Date: 12/28/2014

Current Firm

THE INSTITUTE

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INSTITUTE

TRUST BUT VERIFY

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