Ian P. Lowrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Phillip Lowrey was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 2014. Ian had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2020 - June 11, 2020
WYNSTON HILL CAPITAL, LLC
November 22, 2016 - January 29, 2020
SPARTAN CAPITAL SECURITIES, LLC
March 3, 2016 - November 23, 2016
JOSEPH GUNNAR & CO. LLC
July 2, 2015 - July 14, 2015
MCBARRON CAPITAL LLC
July 1, 2015 - March 31, 2016
GARDEN STATE SECURITIES, INC.
February 18, 2015 - July 16, 2015
WOODSTOCK FINANCIAL GROUP, INC.
January 7, 2015 - March 20, 2015
BLACKBOOK CAPITAL, LLC
October 22, 2014 - January 12, 2015
DAWSON JAMES SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
