Trevor A. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Allan Lewis was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2014. Trevor had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2023 - June 22, 2026
HEIM, YOUNG & ASSOCIATES, INC.
October 28, 2020 - May 11, 2023
EDWARD JONES
October 28, 2020 - May 11, 2023
EDWARD JONES
December 9, 2016 - June 30, 2020
MOLONEY SECURITIES ASSET MANAGEMENT LLC
January 27, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
November 12, 2015 - April 13, 2016
MOLONEY SECURITIES CO., INC.
October 7, 2014 - June 30, 2020
MOLONEY SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993 / SEC#: , 8-48500
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCER ADVISORS, INC. | OWNER | |
| BRAMER, BENJAMIN EDWARD | DIRECTOR | 3222029 |
| CATALDO, CHRISTINE ADELE | CHIEF INFORMATION OFFICER | 3042889 |
| DREPAUL, ROSHNI ARUNA | FINOP / PFO | 6487453 |
| ENCINO, MATHEW RYAN | GENERAL COUNCEL, SECRETARY | 7530163 |
| ERKER, TORIAN BILLS | CCO | 6309105 |
| LEE, TRINITY YVONNE | PRESIDENT & EXECUTIVE DIRECTOR /CFO/POO | 5472899 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
