Ron Elliard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ron Elliard, who also goes by Ronald Elliard, was a registered financial professional .
Ron is a previously registered financial professional and started their career in finance in 2014. Ron had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2021 - December 31, 2024
RAMPART WEALTH MANAGEMENT
September 20, 2019 - February 25, 2020
CETERA WEALTH SERVICES, LLC
April 5, 2019 - February 25, 2020
SUMMIT FINANCIAL GROUP INC
April 5, 2019 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
February 11, 2015 - April 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2014 - April 9, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAMPART WEALTH MANAGEMENT
CRD#: 311211 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 2,300,000 |
Red Flags
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