Daniel K. Lucas

SAPIENT ADVISORS

Alpharetta, GA 30022

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CRD#: 6366929

Professional summary

Daniel K Lucas, who also goes by Dan K Lucas, Dan Lucas, is a registered financial advisor currently at SAPIENT ADVISORS, INC. located in Alpharetta, Georgia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Daniel has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan K Lucas | Dan Lucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel K Lucas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2025 - Present

SAPIENT ADVISORS, INC.

Office #1: 3800 Mansell Road Suite 150, Alpharetta, GA 30022

RIA

CRD#: 301712

Alpharetta, GA

Past

July 12, 2019 - December 31, 2024

SAPIENT ADVISORS, INC.

RIA

CRD#: 301712

ALPHARETTA, GA

Past

May 2, 2016 - December 8, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ALPHARETTA, GA

Past

November 17, 2015 - December 8, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Alpharetta, GA

Past

March 6, 2015 - September 15, 2015

CREDO WEALTH MANAGEMENT, INC.

RIA

CRD#: 172246

ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/8/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/8/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2016

General Securities Representative Examination

Current Firm

SAPIENT ADVISORS, INC.

CRD#: 301712 / SEC#:

Georgia

Registered Investment Advisory firm - (12/2/2025 Approved)

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Contact information

Main Address

3800 Mansell Road Suite 150, Alpharetta, GA 30022

Mailing Address

Phone number

(866) 750-0808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel K. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel K Lucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPIENT ADVISORS, INC.

SAPIENT ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CREDO WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/2016

Series 65

Date: 8/8/2014

SIE

Date: 12/8/2017

Series 7

Date: 5/2/2016

Current Firm

SAPIENT ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

SAPIENT ADVISORS, INC.

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