La Tanya D. Harris
Professional summary
La Tanya Denise Harris, who also goes by La Tanya D Harris, La Tanya Denise Hayes, La Tanya Denise Hayes-ray, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Los Angeles, California.
La Tanya is registered as a RR (Registered Representative) and started their career in finance in 2014. La Tanya has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view La Tanya Denise Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 200 N Spring St #867, Los Angeles, CA 90012August 27, 2014 - September 26, 2017
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2017)
Exams
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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