Aubrey Zott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aubrey Zott was a registered financial professional .
Aubrey is a previously registered financial professional and started their career in finance in 2014. Aubrey had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2020 - April 20, 2022
SIXTH STREET BD, LLC
October 13, 2014 - March 1, 2016
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/28/2020
General Securities Representative ExaminationCurrent Firm
SIXTH STREET BD, LLC
CRD#: 281933 / SEC#: , 8-69697
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIXTH STREET PARTNERS MANAGEMENT COMPANY, L.P. | MEMBER | |
| SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P. | MEMBER | |
| CHEN, DAVID ERIC | CHIEF COMPLIANCE OFFICER | 5679045 |
| D'ARCY, BRIAN EDWARD | CO-CHIEF EXECUTIVE OFFICER | 4972383 |
| SIMMONDS, IAN TIMOTHY | CO-CHIEF EXECUTIVE OFFICER | 5028367 |
| TSSP HOLDCO MANAGEMENT, LLC | MANAGING MEMBER | |
| WANEK, DANIEL LOUIS | CHIEF FINANCIAL OFFICER/FINOP, POO, PFO | 6534764 |
Red Flags
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