Alison F. Pape
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alison Frances Pape, CFP®, who also goes by Alison Frances Norris, was a registered financial professional .
Alison is a previously registered financial professional and started their career in finance in 2014. Alison had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
August 6, 2019 - February 16, 2021
WEALTH IN HAND, LLC
June 15, 2017 - June 3, 2019
SOFI WEALTH LLC
March 8, 2016 - August 7, 2017
PROVISE MANAGEMENT GROUP, LLC
September 24, 2015 - January 11, 2016
HUCKLEBERRY CAPITAL MANAGEMENT, LLC
July 2, 2014 - July 1, 2015
MOTLEY FOOL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
WEALTH IN HAND, LLC
CRD#: 298407 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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