Emily G. Shaw
Professional summary
Emily Gerber Shaw, who also goes by Emily Michaels Gerber, Emily Gerber, Emily Gerber Shaw, is a registered financial professional currently at EFCG TRANSACTION SERVICES LLC located in Denver, Colorado.
Emily is registered as a RR (Registered Representative) and started their career in finance in 2015. Emily has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emily Gerber Shaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2025 - Present
EFCG TRANSACTION SERVICES LLC
Office #1: 4915 W 31st Ave, Denver, CO 80212April 6, 2025 - June 30, 2025
BRITEHORN SECURITIES
August 19, 2015 - April 20, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2025)
(7/18/2025)
(9/16/2025)
(9/25/2025)
(10/2/2025)
(9/25/2025)
(9/25/2025)
(9/25/2025)
(10/7/2025)
(9/25/2025)
Exams
Series 79TO
Date: 6/6/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EFCG TRANSACTION SERVICES LLC
CRD#: 333770 / SEC#: , 8-71307
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
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