Joshua M. Alesescu

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CRD#: 6365461

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Michael Alesescu was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 2014. Joshua had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 2, 2014 - November 14, 2014

ALUPKA ASSET MANAGEMENT

RIA

CRD#: 158410

DEL MAR, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

ALUPKA ASSET MANAGEMENT

ALUPKA ASSET MANAGEMENT | BADGER CAPITAL ADVISORS, LLC | ALUPKA ASSET MANAGEMENT

CRD#: 158410 / SEC#:

California

Registered Investment Advisory firm - (9/21/2011 Approved)

Idaho

Registered Investment Advisory firm - (12/11/2019 Approved)

New York

Registered Investment Advisory firm - (10/9/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/3/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2022 Terminated)

Wyoming

Registered Investment Advisory firm - (3/3/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

60 E. Little Ave. Suite 201, Driggs, ID 83422

Mailing Address

P.o. Box 96, Driggs, ID 83422

Phone number

(415) 729-0012

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 68,821,280

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.