Everett K. Barney
Professional summary
Everett K Barney, who also goes by Everett K Barney, Everett Kenneth Barney, is a registered financial professional currently at PERSHING LLC located in Jersey City, New Jersey.
Everett is registered as a RR (Registered Representative) and started their career in finance in 2014. Everett has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Everett K Barney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2023 - Present
PERSHING LLC
Office #1: One Pershing Plaza, Jersey City, NJ 07399April 16, 2021 - December 3, 2021
ROBINHOOD FINANCIAL, LLC
January 31, 2019 - November 25, 2020
CHARLES SCHWAB & CO., INC.
January 3, 2019 - November 25, 2020
CHARLES SCHWAB & CO., INC.
January 8, 2018 - December 20, 2018
USAA INVESTMENT SERVICES COMPANY
June 21, 2017 - December 20, 2018
USAA FINANCIAL ADVISORS, INC.
June 19, 2017 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
June 21, 2016 - December 16, 2016
HARRISDIRECT LLC
June 21, 2016 - December 16, 2016
E*TRADE SECURITIES LLC
February 23, 2015 - January 26, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2014 - January 26, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2023)
(4/24/2023)
Exams
BOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
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