BB
Bryon D. Brooks
ADAPTIVE ADVISORY
Olathe, KS
Some features on this profile are disabled
CRD#: 6365003
BB
Professional summary
Bryon David Brooks is a registered financial advisor currently at ADAPTIVE ADVISORY, LLC located in Olathe, Kansas.
Bryon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Bryon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bryon Brooks is an operations consultant for small businesses. He started this in 2021. This is not an investment-related activity. He helps small businesses think through their operations and foresee risks or pain points in their operations. In some cases, he may earn equity in the business. He spends about 15 hours a month on this activity, of which about 5 hours a month are during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Bryon David Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2015 - Present
ADAPTIVE ADVISORY, LLC
RIA
CRD#: 175232
Olathe, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/25/2015)
Current Firm
AA
ADAPTIVE ADVISORY, LLC
ADAPTIVE ADVISORY, LLC | BROOKS, BRYON D
CRD#: 175232 / SEC#:
Kansas
Registered Investment Advisory firm - (8/25/2015 Approved)Missouri
Registered Investment Advisory firm - (3/19/2024 Cancelled)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Olathe, KS
Mailing Address
12280 S Albervan St #100, Olathe, KS 66062
Phone number
(913) 203-5461
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 8,771,491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
