Alexander J. Palumbo
Professional summary
Alexander James Palumbo, CFP®, who also goes by Alexander Palumbo, is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in Marlboro, New Jersey.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander James Palumbo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
February 2, 2016 - Present
RITHOLTZ WEALTH MANAGEMENT
November 18, 2014 - October 22, 2015
MCADAM LLC
November 4, 2014 - October 21, 2015
PURSHE KAPLAN STERLING INVESTMENTS
August 22, 2014 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2025)
(3/1/2021)
Exams
Current Firm
RITHOLTZ WEALTH MANAGEMENT
CRD#: 168652 / SEC#: 801-78479
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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