Ellie J. Killian

EFS ADVISORS

Rock Island, IL

Some features on this profile are disabled

CRD#: 6364589

Professional summary

Ellie Jo Killian, who also goes by Ellie Jo Wright, is a registered financial advisor currently at EFS ADVISORS located in Rock Island, Illinois and ADVANCED ADVISOR GROUP, LLC located in Cambridge, Minnesota.

Ellie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Ellie has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ellie Jo Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Residential rental property inv joint owner with husband 1/2015 8noninv 1inv property management including property maintenance, tenant placement and rent collection. 2) Sunny Health and Fitness, noninv, 3900 25th Ave Ct Rock Island IL, health and fitness equipment sales, sales affiliate, 01/2024, 0 inv 2 noninv hrs/mo, commissions-based sales through affiliate link for Sunny Health and Fitness, marketing primarily online through personal social media platforms or personal referrals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellie Jo Killian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2023 - Present

EFS ADVISORS

RIA

CRD#: 115211

Rock Island, IL

Current

June 9, 2023 - Present

ADVANCED ADVISOR GROUP, LLC

Office #1: 1995 East Rum River Drive S., Cambridge, MN 55008

RIA

CRD#: 140393

Cambridge, MN

Past

June 17, 2021 - June 9, 2023

MWA FINANCIAL SERVICES INC.

RIA

CRD#: 112630

ROCK ISLAND, IL

Past

April 9, 2021 - June 9, 2023

MWA FINANCIAL SERVICES INC.

CRD#: 112630

ROCK ISLAND, IL

Past

December 9, 2019 - March 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROCK ISLAND, IL

Past

November 1, 2019 - March 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROCK ISLAND, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(6/9/2023)

Iowa
(6/9/2023)

Minnesota
(6/9/2023)

IAR

Minnesota
(6/16/2023)

Wisconsin
(6/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/1/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/9/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 51

Date: 8/4/2025

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/23/2021

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1995 East Rum River Drive S, Cambridge, MN 55008

Mailing Address

Phone number

(763) 689-9023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFS ADV PART 2 BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	29,714
AUM (Assets Under Management)	$ 2,271,853,092

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ellie J. Killian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellie Jo Killian's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED ADVISOR GROUP, LLC

MWA FINANCIAL SERVICES INC.

MWA FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

EFS ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2019

Series 63

Date: 11/12/2019

Series 6TO

Date: 11/1/2019

SIE

Date: 10/9/2019

Series 51

Date: 8/4/2025

Series 26

Date: 4/23/2021

FINRA

Current Firm

EFS ADVISORS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFS ADVISORS

TRUST BUT VERIFY

Similar Advisors