Michael P. Gross

RISING TIDES FINANCIAL

Needham, MA

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CRD#: 6364261

Professional summary

Michael P. Gross, CFP® is a registered financial advisor currently at RISING TIDES FINANCIAL, LLC located in Needham, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 65 exam.

Biography

Like my clients I lead a full, active life. I live just outside of Boston with my wife and two teenage sons. I have a tremendous passion for finance and investing and place immense value in diligence and consistency. I enjoy running, yoga, Crossfit, recreational ice-hockey, and live music. I’ve passed my love of blues guitar along to my sons, who even let me jam with them every now and then.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Investment Planning

Divorce Planning

Estate Planning

Education Planning

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Do you have an area of expertise or specialization?

Investment Advice with Ongoing...

Investment Advice without Ongo...

Real Estate Investments

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P. Gross's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 17, 2016 - Present

RISING TIDES FINANCIAL, LLC

RIA

CRD#: 283308

Needham, MA

Past

October 6, 2014 - December 21, 2015

COMMONS CAPITAL, LLC

RIA

CRD#: 165738

NEEDHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2014

Uniform Investment Adviser Law Examination

Current Firm

RISING TIDES FINANCIAL, LLC

CRD#: 283308 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/17/2016 Approved)

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Contact information

Main Address

Needham, MA

Mailing Address

Phone number

(617) 733-4969

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 39,237,161

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Michael P. Gross

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael P. Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISING TIDES FINANCIAL, LLC

COMMONS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2014

Current Firm

RISING TIDES FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISING TIDES FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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