Andy Mai
CFAProfessional Summary
Andy Mai, CFA is a registered financial advisor currently at MARINER located in Boston, Massachusetts. Andy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andy has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
BAYSTATE WEALTH MANAGEMENT | MARINER MANAGED ACCOUNT SOLUTIONS, LLC | MARINER | BAYSTATE WEALTH MANAGEMENT LLC
Contact Information
Main Address
5700 West 112th Street Suite 500, Overland Park,, KS 66211Phone Number
(913) 904-5700# of Employees
13SEC notice filing (31 States and Territories)
Registered to provide investment advisory services in 31 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,147AUM (Assets Under Management)
$2,770,128,298Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BAYSTATE WEALTH MANAGEMENT | MARINER MANAGED ACCOUNT SOLUTIONS, LLC | MARINER | BAYSTATE WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(4/22/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Andy Mai's CRS (Customer Relationship Summary).
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