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Spencer James Knickerbocker

Spencer J. Knickerbocker

STONEBROOK PRIVATE LLC | Financial Advisor
Northville, MI 48167
Some features on this profile are disabled
CRD#: 6363915
Spencer James Knickerbocker

Professional summary

Spencer James Knickerbocker, CFP® is a registered financial advisor currently at STONEBROOK PRIVATE LLC located in Northville, Michigan.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Spencer has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer James Knickerbocker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

June 29, 2023 - Present

STONEBROOK PRIVATE LLC

Office #1: 182 E Main Street, Northville, MI 48167
RIA
CRD#: 325434
Northville, MI
Past

September 11, 2019 - July 7, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NORTHVILLE, MI
Past

September 11, 2019 - July 7, 2023

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NORTHVILLE, MI
Past

July 20, 2016 - July 16, 2019

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

July 14, 2016 - July 16, 2019

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

June 30, 2016 - July 7, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NORTHVILLE, MI
Past

April 11, 2016 - July 7, 2016

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NORTHVILLE, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
STONEBROOK PRIVATE LLC
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC

CRD#: 325434 / SEC#: 801-127617

RIA
Registered Investment Advisory firm - (4/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/29/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/27/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/2016
General Securities Representative Examination

Current Firm

SP
STONEBROOK PRIVATE LLC
STONEBROOK PRIVATE INC. | STONEBROOK PRIVATE LLC

CRD#: 325434 / SEC#: 801-127617

RIA
Registered Investment Advisory firm - (4/7/2023 Approved)
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Contact information

Main Address
182 E Main Street, Northville, MI 48167
Mailing Address
Phone number
(248) 349-3027
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STONEBROOK PRIVATE ADV PART 2A 5-14-2025 (5/22/2025)
STONEBROOK WRAP FEE PROGRAM SCHWAB 5-16-2025 (5/22/2025)
STONEBROOK PRIVATE WRAP BROCHURE 02-07-2025 (2/10/2025)

Regulatory assets under management

Total Number of Accounts3,848
AUM (Assets Under Management)$ 794,216,860

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEBROOK PRIVATE LLC

Financial AdvisorCRD#: 325434Northville, MI 48167

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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