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CP

Cory C. Prigmore

Some features on this profile are disabled
CRD#: 6363641
CP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cory Colin Prigmore was a registered financial professional .

Cory is a previously registered financial professional and started their career in finance in 2016. Cory had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NSRG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/20/2021 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P & C licenses fill out a separate OBA disclosure specific to that activity. E COMMERCE STORE POSITION: Owner NATURE: eCommerce INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 3290 Via Bartolo, San Diego CA 92111, United States DESCRIPTION: I am hiring a company to open and run the E commerce store.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2021 - October 25, 2021

CRI SECURITIES, LLC

RIA
CRD#: 22589
San Diego, CA
Past

February 4, 2021 - September 26, 2022

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
San Diego, CA
Past

February 4, 2021 - October 25, 2021

CRI SECURITIES, LLC

BD
CRD#: 22589
San Diego, CA
Past

February 4, 2021 - September 26, 2022

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
San Diego, CA
Past

January 9, 2019 - October 20, 2020

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
SAN DIEGO, CA
Past

December 18, 2018 - October 20, 2020

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
San Diego, CA
Past

April 4, 2018 - April 18, 2018

FORESTERS ADVISORY SERVICES, LLC

RIA
CRD#: 164663
San Diego, CA
Past

July 18, 2016 - April 18, 2018

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/30/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/18/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CS
CRI SECURITIES, LLC
C.R.I. SECURITIES, INC. | CRI SECURITIES, LLC | C.R.I. SECURITIES, LLC

CRD#: 22589 / SEC#: 801-62434, 8-39877

BD
Terminated by SEC on 01/14/2022
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Contact information

Main Address
400 Robert Street North, St.paul, MN 55101
Mailing Address
Phone number
Established
Minnesota since 12/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CARPENTER, KIMBERLY KAYSENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER4266541
FERGUSON, KRISTIN MARYVICE PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER & FINOP6895121

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRI SECURITIES, LLC

CRD#: 22589

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