Ehsan Asgari

BEVERLY HILLS FINANCIAL PLANNERS

Sherman Oaks, CA 91403

Some features on this profile are disabled

CRD#: 6363125

Professional summary

Ehsan Asgari is a registered financial advisor currently at BEVERLY HILLS FINANCIAL PLANNERS, LLC located in Sherman Oaks, California.

Ehsan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ehsan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent - Start Date: 06/2016 - Non-investment Related - Insurance lines of business: Life and health, Annuity- Hours/per week during trading hours: 40 DBA/S-Corp 11/2018 - Asgari Insurance Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ehsan Asgari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2021 - Present

BEVERLY HILLS FINANCIAL PLANNERS, LLC

Office #1: 14724 Ventura Boulevard Suite 800, Sherman Oaks, CA 91403

RIA

CRD#: 137638

Sherman Oaks, CA

Past

October 28, 2019 - February 24, 2020

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2019

Uniform Investment Adviser Law Examination

Current Firm

BEVERLY HILLS FINANCIAL PLANNERS, LLC

CRD#: 137638 / SEC#:

California

Registered Investment Advisory firm - (2/3/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14724 Ventura Boulevard Suite 800, Sherman Oaks, CA 91403

Mailing Address

Phone number

(310) 205-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ehsan Asgari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ehsan Asgari's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEVERLY HILLS FINANCIAL PLANNERS, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2019

Current Firm

BEVERLY HILLS FINANCIAL PLANNERS, LLC

Contact information

Documents

Red Flags

Company Information

BEVERLY HILLS FINANCIAL PLANNERS, LLC

TRUST BUT VERIFY

Similar Advisors