Alfredo Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Sanchez was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 2014. Alfredo had worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2021 - February 23, 2022
ETORO USA SECURITIES INC.
February 17, 2021 - May 13, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - May 13, 2021
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
October 6, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 5, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 7, 2016 - January 25, 2017
J.P. MORGAN SECURITIES LLC
August 22, 2014 - January 25, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/31/2024
General Securities Representative ExaminationCurrent Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| BIRON, ZIV | DIRECTOR | 7306620 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| INBAR, SHIRAZ | DIRECTOR | 8182973 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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