Cavin Nguyen
Professional summary
Cavin Nguyen is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Urbandale, Iowa.
Cavin is registered as a RR (Registered Representative) and started their career in finance in 2014. Cavin has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cavin Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2023 - Present
VOYA FINANCIAL PARTNERS, LLC
July 28, 2017 - June 1, 2021
P.J. ROBB VARIABLE, LLC
March 11, 2016 - May 31, 2017
PRUCO SECURITIES, LLC.
March 3, 2016 - May 31, 2017
PRUCO SECURITIES, LLC.
August 24, 2015 - February 9, 2016
HORNOR, TOWNSEND & KENT, LLC
July 23, 2014 - February 9, 2016
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2023)
Exams
Series 6TO
Date: 11/15/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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