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JL

Jasen A. London

1834 INVESTMENT ADVISORS CO.
Evansville, IN 47708
Some features on this profile are disabled
CRD#: 6361564
JL

Professional summary

Jasen Allen London is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Evansville, Indiana.

Jasen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jasen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/01/2024 - 1834 Investment Advisors Co. (Subsidiary of Old National Bancorp) - Inv Rel - At Reported Business location - 20 hrs/wk 2) 07/03/2023 - Old National Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 08/2021 - 20 hrs/wk

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jasen Allen London's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 9, 2024 - Present

1834 INVESTMENT ADVISORS CO.

Office #1: 123 Main Street, Evansville, IN 47708
RIA
CRD#: 105435
Evansville, IN
Past

July 20, 2023 - September 20, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
EVANSVILLE, IN
Past

July 19, 2023 - September 20, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
EVANSVILLE, IN
Past

December 14, 2020 - July 28, 2021

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
OWENSBORO, KY
Past

December 14, 2020 - July 28, 2021

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
OWENSBORO, KY
Past

April 4, 2019 - December 7, 2020

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
ROCHESTER, NY
Past

September 19, 2017 - April 4, 2019

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

October 16, 2014 - August 16, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ST. LOUIS, MO
Past

August 13, 2014 - August 16, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC

CRD#: 105435 / SEC#: 801-11335

RIA
Registered Investment Advisory firm - (2/13/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/16/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2014
General Securities Representative Examination

Current Firm

1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC

CRD#: 105435 / SEC#: 801-11335

RIA
Registered Investment Advisory firm - (2/13/1976 Approved)
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Contact information

Main Address
511 N Broadway Suite 801, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 615-1012
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts924
AUM (Assets Under Management)$ 1,034,664,175

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/21/2024
Cover Page
Report
01/11/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1834 INVESTMENT ADVISORS CO.

CRD#: 105435Evansville, IN 47708

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