Brandon S. Farrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Samuel Farrow, who also goes by Brandon Farrow, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2014. Brandon had worked at 4 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2019 - January 26, 2021
ALLIANCE-ONE INVESTMENTS, LLC
May 16, 2019 - October 31, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
November 29, 2016 - February 19, 2019
PRINCIPAL SECURITIES, INC.
August 18, 2015 - July 8, 2016
DIRECTED SERVICES LLC
December 23, 2014 - July 15, 2015
DIRECTED SERVICES LLC
September 18, 2014 - November 3, 2014
DIRECTED SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 3/29/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
