Daniel Mccurdy
MCCURDY FINANCIAL SOLUTIONS
ROCKLIN, CA 95765
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CRD#: 6361133
Professional summary
Daniel Mccurdy, CFP®, ChFC®, CLU®, who also goes by Daniel Evan Mccurdy, is a registered financial advisor currently at MCCURDY FINANCIAL SOLUTIONS located in Rocklin, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Retirement Income Management
Investment Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Daniel Evan Mccurdy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/28/2016: Rental Properties - Real Estate Rental - Investment Related - 3436 Cobblestone Dr, Rocklin, CA, 95765 - Start 07/19/2004 - 3 Hr/Mo; 0 Hour(s) During Securities Trading; 3% Time Spent - Property Managers in place for each property. I approve tenant and major improvement decisions. 2596 N 2275 W, Clinton, UT 84015 / 729 E 2700 N, Ogden, UT 84414 / 392 Shannon Dr, Vacaville, CA 95688. (2) 10/10/2017 - AWA Wealth Management - Investment Related - At Reported Business Location(s) - AWA Wealth Management - Started 09/11/2017 - 160 Hours Per Month During Securities Trading. (3) 3/6/2018 - Strategic Wealth Advisors Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date:10/13/2017 - 160 Hours Per Month/8 Hours During Trading. (4) 01/29/2019 - Wilson, Wilson and Taylor - Not investment related - 564 Auburn Ravine Road, Auburn, CA 95603 - Outside/W-2 Employment - start date:01/29/2019 - 120 hrs/mo - Tax Return Data Entry. (5) 12/20/2019 - McCurdy FInancial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/03/2019 - 160 Hours Per Month During Securities Trading. (6) 1/19/2022 - Law Office of James Aladino Parenti - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 01/24/2022 - 50 Hours Per Month/0 Hours During Securities Trading - Tax Return Data Entry.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Mccurdy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 14, 2023 - Present
MCCURDY FINANCIAL SOLUTIONS
Office #1: 6518 Lonetree Blvd Suite 176, Rocklin, CA 95765RIA
CRD#: 328206
ROCKLIN, CA
Past
May 2, 2018 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCKLIN, CA
Past
October 25, 2017 - April 3, 2024
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Rocklin, CA
Past
September 19, 2016 - January 30, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCKLIN, CA
Past
June 22, 2016 - September 20, 2016
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 283545
GOLDEN, CO
Past
April 29, 2016 - June 22, 2016
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 167344
Roseville, CA
Past
April 28, 2016 - April 3, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCKLIN, CA
Past
November 3, 2014 - April 29, 2016
EDWARD JONES
RIA
CRD#: 250
LOOMIS, CA
Past
August 12, 2014 - April 29, 2016
EDWARD JONES
BD
CRD#: 250
LOOMIS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/14/2023)
IAR
Nevada(1/23/2024)
IAR
Texas(8/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MCCURDY FINANCIAL SOLUTIONS
DANIEL EVAN MCCURDY | MCCURDY FINANCIAL SOLUTIONS
CRD#: 328206 / SEC#:
California
Registered Investment Advisory firm - (11/14/2023 Approved)Nevada
Registered Investment Advisory firm - (1/16/2024 Approved)Texas
Registered Investment Advisory firm - (7/25/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6518 Lonetree Blvd Suite 176, Rocklin, CA 95765
Mailing Address
Phone number
(916) 280-0621
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 24,549,616 |
Red Flags
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Company Information
MCCURDY FINANCIAL SOLUTIONS
CRD#: 328206Rocklin, CA 95765TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
