Daniel Mccurdy

MCCURDY FINANCIAL SOLUTIONS

Rocklin, CA

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CRD#: 6361133

Professional summary

Daniel Mccurdy, CFP®, ChFC®, CLU®, who also goes by Daniel Evan Mccurdy, is a registered financial advisor currently at MCCURDY FINANCIAL SOLUTIONS located in Rocklin, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Retirement Income Management

Investment Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Daniel Evan Mccurdy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mccurdy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

ChFC^®

Chartered Financial Consultant

CRD#: 6413

ROCKLIN, CA

Past

November 3, 2014 - April 29, 2016

EDWARD JONES

RIA

CRD#: 250

LOOMIS, CA

Past

August 12, 2014 - April 29, 2016

EDWARD JONES

CRD#: 250

LOOMIS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/14/2023)

IAR

Nevada
(1/23/2024)

IAR

Texas
(8/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2014

General Securities Representative Examination

Current Firm

MCCURDY FINANCIAL SOLUTIONS

DANIEL EVAN MCCURDY | MCCURDY FINANCIAL SOLUTIONS

CRD#: 328206 / SEC#:

California

Registered Investment Advisory firm - (11/14/2023 Approved)

Nevada

Registered Investment Advisory firm - (1/16/2024 Approved)

Texas

Registered Investment Advisory firm - (7/25/2024 Conditional Restricted)

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Contact information

Main Address

Rocklin, CA

Mailing Address

6518 Lonetree Blvd Suite 1053, Rocklin, CA 95765

Phone number

(916) 280-0621

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 26,887,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel Mccurdy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Mccurdy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MARINER ADVISOR NETWORK

LPL FINANCIAL LLC

WESTERN WEALTH MANAGEMENT LLC

WESTERN WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2014

Current Firm

MCCURDY FINANCIAL SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCCURDY FINANCIAL SOLUTIONS

TRUST BUT VERIFY

Contact information

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