Samandip S. Brar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samandip Singh Brar, who also goes by Sam Brar, was a registered financial professional .
Samandip is a previously registered financial professional and started their career in finance in 2016. Samandip had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2019 - April 2, 2025
CASCADIA CAPITAL, LLC
July 5, 2017 - April 15, 2019
TRUIST SECURITIES, INC.
September 8, 2016 - August 15, 2017
FTP SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
