Joseph Littman

OCM PRIVATE WEALTH

Shaker Heights, OH 44122

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CRD#: 6360412

Professional summary

Joseph Littman, who also goes by Joseph Bradley Littman, is a registered financial advisor currently at OCM PRIVATE WEALTH, LLC located in Shaker Heights, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joseph has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Bradley Littman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Burgundy Investments, LLC: investment related,2732 Shelley Road Shaker Heights Ohio 44122, Holding Company, Member, 3/18/25- present, 0 hours per month, 0 hours during securities trading hours; Gavitt Wire & Cable Co.: Not investment related, 62 Central Street West Brookfield MA, 01585, Manufacturing, Owner/Partner, 03/31/2025- present, 0-10 hours a week, 0 hours during trading hours; Hillel at Kent State University/University of Akron/Hiram College: investment related, 613 E. Summit St., Kent, OH 44240, Treasurer, 1/1/2021- present, 0-10 hours a week, 0 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Littman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2025 - Present

OCM PRIVATE WEALTH, LLC

Office #1: 20046 Walker Road Suite 5, Shaker Heights, OH 44122

RIA

CRD#: 332302

Shaker Heights, OH

Past

December 15, 2021 - April 11, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Cleveland, OH

Past

December 14, 2021 - April 11, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Cleveland, OH

Past

August 18, 2021 - October 7, 2021

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

Cleveland, OH

Past

August 7, 2017 - October 7, 2021

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

CLEVELAND, OH

Past

September 11, 2014 - June 29, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCM PRIVATE WEALTH, LLC

OCM PRIVATE WEALTH, LLC | OCMPW

CRD#: 332302 / SEC#: 801-131099

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/14/2025)

IAR

Illinois
(6/30/2025)

IAR

Ohio
(6/20/2025)

IAR

Texas
(6/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/24/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OCM PRIVATE WEALTH, LLC

OCM PRIVATE WEALTH, LLC | OCMPW

CRD#: 332302 / SEC#: 801-131099

RIA

Registered Investment Advisory firm - (9/13/2024 Approved)

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Contact information

Main Address

401 N. Michigan Avenue Suite 650, Chicago, IL 60611-5584

Mailing Address

Phone number

(216) 456-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM PRIVATE WEALTH FORM ADV PART 2A (AUGUST 25, 2025) (8/26/2025)

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 139,112,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Littman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Littman's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

OCM PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2021

Series 63

Date: 11/24/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2017

Series 6

Date: 9/11/2014

Current Firm

OCM PRIVATE WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCM PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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