TS
Tejas S. Shirguppi
ARISTOTLE CAPITAL MANAGEMENT
Los Angeles, CA 90025-0449
Some features on this profile are disabled
CRD#: 6360363
TS
Professional summary
Tejas Shrinivas Shirguppi, who also goes by Tj Shrinivas Shirguppi, Tejas S Shirguppi, is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Los Angeles, California and FORESIDE FINANCIAL SERVICES, LLC located in Los Angeles, California.
Tejas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Tejas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tj Shrinivas Shirguppi | Tejas S Shirguppi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ARISTOTLE CAPITAL MANAGEMENT, LLC, LOS ANGELES, CA, INVESTMENT RELATED-SALES, START DATE 7/6/2020, REGIONAL ASSOCIATE, SUPPORT REGIONAL DIRECTORS, 160 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Tejas Shrinivas Shirguppi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2020 - Present
ARISTOTLE CAPITAL MANAGEMENT, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449RIA
CRD#: 109876
Los Angeles, CA
Current
October 16, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025BD
CRD#: 148477
Los Angeles, CA
Past
August 21, 2020 - October 24, 2023
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
LOS ANGELES, CA
Past
February 20, 2018 - June 24, 2020
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Los Angeles, CA
Past
June 8, 2017 - June 24, 2020
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Los Angeles, CA
Past
November 18, 2016 - April 5, 2017
SUMMIT EQUITIES, INC.
BD
CRD#: 11039
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
Registered Investment Advisory firm - (2/8/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2023)
RR
Alaska(10/24/2023)
RR
Arizona(10/24/2023)
RR
Arkansas(10/24/2023)
IAR
California(12/11/2020)
RR
California(10/24/2023)
RR
Colorado(10/24/2023)
RR
Connecticut(10/24/2023)
RR
Delaware(10/24/2023)
RR
District of Columbia(10/24/2023)
RR
Florida(10/24/2023)
RR
Georgia(10/24/2023)
RR
Hawaii(10/24/2023)
RR
Idaho(10/24/2023)
RR
Illinois(10/24/2023)
RR
Indiana(10/24/2023)
RR
Iowa(10/24/2023)
RR
Kansas(10/24/2023)
RR
Kentucky(10/24/2023)
RR
Louisiana(10/24/2023)
RR
Maine(10/24/2023)
RR
Maryland(10/24/2023)
RR
Massachusetts(10/24/2023)
RR
Michigan(10/24/2023)
RR
Minnesota(10/24/2023)
RR
Mississippi(10/24/2023)
RR
Missouri(10/24/2023)
RR
Montana(10/24/2023)
RR
Nebraska(10/24/2023)
RR
Nevada(10/24/2023)
RR
New Hampshire(10/24/2023)
RR
New Jersey(10/24/2023)
RR
New Mexico(10/24/2023)
RR
New York(10/24/2023)
RR
North Carolina(10/24/2023)
RR
North Dakota(10/24/2023)
RR
Ohio(10/25/2023)
RR
Oklahoma(10/24/2023)
RR
Oregon(10/24/2023)
RR
Pennsylvania(10/24/2023)
RR
Puerto Rico(10/24/2023)
RR
Rhode Island(10/24/2023)
RR
South Carolina(10/24/2023)
RR
South Dakota(10/24/2023)
RR
Tennessee(3/19/2024)
RR
Texas(10/24/2023)
RR
Utah(10/24/2023)
RR
Vermont(10/24/2023)
RR
Virgin Islands(10/24/2023)
RR
Virginia(10/24/2023)
RR
Washington(10/24/2023)
RR
West Virginia(10/24/2023)
RR
Wisconsin(10/24/2023)
RR
Wyoming(10/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
Registered Investment Advisory firm - (2/8/2001 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
Mailing Address
Phone number
(310) 478-4005
Established
Firm type
Fiscal year end
# of Employees
156
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,904 |
| AUM (Assets Under Management) | $ 43,833,669,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
