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PT

Parker Teufel

SOLOMON PARTNERS SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6360299
PT
Parker TeufelSOLOMON PARTNERS SECURITIES

Professional summary

Parker Teufel, who also goes by M. Parker Adams Teufel, is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in Chicago, Illinois.

Parker is registered as a RR (Registered Representative) and started their career in finance in 2014. Parker has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

Aliases

M. Parker Adams Teufel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Parker Teufel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2023 - Present

SOLOMON PARTNERS SECURITIES, LLC

Office #1: 10 South Wacker Drive Suite 3540, Chicago, IL 60606
BD
CRD#: 28041
Chicago, IL
Past

August 31, 2020 - May 16, 2023

GREENHILL & CO., LLC

BD
CRD#: 40290
CHICAGO, IL
Past

August 18, 2014 - August 24, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/11/2023)
RR
New York
(5/11/2023)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 11/13/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 8/31/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 7/17/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Status Unavailable
Passed: 8/17/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SOLOMON PARTNERS SECURITIES, LLC
PETER J. SOLOMON SECURITIES COMPANY LIMITED | SOLOMON PARTNERS SECURITIES, LLC | PJ SOLOMON SECURITIES, LLC | PETER J. SOLOMON SECURITIES COMPANY, LLC

CRD#: 28041 / SEC#: , 8-43369

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1251 Avenue Of Americas 32nd Floor, New York, NY 10020
Mailing Address
1251 Avenue Of Americas 32nd Floor, New York, NY 10020
Phone number
(212) 508-1600
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SOLOMON PARTNERS, L.P.MEMBER
BARONOFF, KENNETH DAVIDVICE CHAIRMAN2215563
COOPER, MARC SETHCHAIRMAN AND CHIEF EXECUTIVE OFFICER1338324
HENDERSON, STUART ROBERTFINOP1121476
MACK, CATHLEEN COLECHIEF COMPLIANCE OFFICER3171923

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SOLOMON PARTNERS SECURITIES, LLC

CRD#: 28041Chicago, IL 60606

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