TB
Tulio Barbosa Ribeiro
PROXY WEALTH ADVISORS LLC
WINDERMERE, FL 34786
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CRD#: 6360250
TB
Professional summary
Tulio Barbosa Ribeiro, who also goes by Tulio Barbosa Ribeiro, Tulio Ribeiro, is a registered financial advisor currently at PROXY WEALTH ADVISORS LLC located in Windermere, Florida.
Tulio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tulio has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tulio Barbosa Ribeiro | Tulio Ribeiro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DSJ CAPITAL LLC, NOT INVESTMENT RELATED, AVENTURA, FL, CONSULTING BUSINESS, OWNER, 12/2019, 10, 0, FINANCIAL EDUCATION - TEACH FINANCE SUBJECTS AND TOPICS.
2) MIAMI SPA LLC, NOT INVESTMENT RELATED, HOLLYWOOD, FL, WEIGHT LOSS AND AESTHETIC, OWNER, 09/2020, 20, 20, MANAGING BUSINESS, HUMAN RESOURCES.
3) ANNAPOLIS CONTRACTORS INC, NOT INVESTMENT RELATED, PACIFICA, CA, CONSULTING BUSINESS, OWNER/CONSULTANT, 06/2017, 5,0 ,BUSINESS MANAGEMENT CONSULTING.
4) US INFINITO LLC, NOT INVESTMENT RELATED, AVENTURA, FL, ATM MACHINE SERVICING, TECHNICIAN, 10/2019, 10, 10, ATM MACHINES MAINTENANCE.
CRS (Client Relationship Summary) - RIA
Click below to view Tulio Barbosa Ribeiro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2020 - Present
PROXY WEALTH ADVISORS LLC
Office #1: 9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786RIA
CRD#: 298080
WINDERMERE, FL
Past
August 1, 2014 - June 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AVENTURA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROXY WEALTH ADVISORS LLC
BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA
CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - (7/10/2023 Approved)California
Registered Investment Advisory firm - (8/10/2023 Terminated)Florida
Registered Investment Advisory firm - (7/11/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/13/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (7/12/2023 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2023 Terminated)New York
Registered Investment Advisory firm - (7/11/2023 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PROXY WEALTH ADVISORS LLC
BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA
CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - (7/10/2023 Approved)California
Registered Investment Advisory firm - (8/10/2023 Terminated)Florida
Registered Investment Advisory firm - (7/11/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/13/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (7/12/2023 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2023 Terminated)New York
Registered Investment Advisory firm - (7/11/2023 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786
Mailing Address
Phone number
(646) 289-5075
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 90,035,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROXY WEALTH ADVISORS LLC
CRD#: 298080Windermere, FL 34786TRUST BUT VERIFY
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