MG
Matthew A. Golliher
VISTA INVESTMENT PARTNERS
Richmond, IN 47374
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CRD#: 6360230
MG
Professional summary
Matthew Alan Golliher, who also goes by Matthew Golliher, is a registered financial advisor currently at VISTA INVESTMENT PARTNERS located in Richmond, Indiana and LEVEL FOUR FINANCIAL, LLC located in Richmond, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Golliher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VISTA INVESTMENT PARTNERS, LLC - REGISTERED RIA. INVESTMENT ADVISOR REPRESENTATIVE, MANAGEMENT OF CLIENT RELATIONSHIPS AND PORTFOLIOS / 140 HOURS PER MONTH DEVOTED DRUING TRADING OURS / STARTED 3/2020. INVESTMENT RELATED 2. VISTA INVESTMENT PARTNERS - DBA NAME FOR BROKERAGE BUSINESS CONDUCTED THROUGH LEVEL FOUR FINANCIAL, LLC., REGISTERED REPRESENTATIVE, 20 HOURS PER MONTH DEVOTED DURING TRADING HOURS / STARTED 10/2022. INVESTMENT RELATED 3. INSURANCE SALES, AGENT, SERVICES AND SELLS VARIOUS LINES OF NON-SECURITIES INSURANCE PRODUCTS AND FIXED ANNUITIES, DEVOTES APPROXIMATELY 60 HOURS PER MONTH WITH 50 BEING DURING TRADING HOURS / STARTED 3/2020. INVESTMENT RELATED 4. BITCOIN CONSULTANT / PART OWNER OF CONSULTING COMPANY, STARTED 12/1/2023, DEVOTE APPROXIMATELY 40 HOURS PER MONTH WITH 20 DURING TRADING HOURS. I DO NOT HAVE CUSTODY OR EXERCISE DISCRETION BUT EXECUTE TRANSACTIONS FOR CLIENTS ACCORDING TO THEIR INSTRUCTION OR INSTRUCTION OF THEIR TRUST. NOT INVESTMENT RELATED, LOCATED AT 1 WOODSIDE DRIVE, RICHMOND in 47374. 5. BTC ADVISORS, LLC, STARTED 7/2024, LLC HOLDS THE PARTNERSHIP EQUITY OF ORANGE HORIZON WEALTH AND DISBURSES REVENUE, MAJORITY OWNER AND PARTNER IN THE LLC, INVESTMENT RELATED, LOCATED AT 1 WOODSIDE DRIVE, RICHMOND IN 47374 6. ORANGE HORIZON WEALTH, INVESTMENT ADVISORY, DBA OF VISTA INVESTMENT PARTNERS AND FOCUSES ON PROVIDING WEALTH MANAGEMENT AND FINANCIAL ADVICE TO INVESTORS WHO OWN BITCOIN. STARTED 7/2024, DEVOTE 80 HOURS PER MONTH TO THIS ENTITY DURING TRADING OUTS, INVESTMENT RELATED, FINANCIAL ADVISOR & PARTNER, LOCATED AT 1 WOODSIDE DRIVE, RICHMOND IN 47374.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Alan Golliher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2023 - Present
VISTA INVESTMENT PARTNERS
Office #1: One Woodside Drive, Richmond, IN 47374RIA
CRD#: 327983
Richmond, IN
Current
October 17, 2022 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 1 Woodside Drive, Richmond, IN 47374BD
CRD#: 25700
Richmond, IN
Past
April 30, 2020 - November 20, 2023
VISTA INVESTMENT PARTNERS LLC
RIA
CRD#: 286014
RICHMOND, IN
Past
March 24, 2020 - October 26, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Richmond, IN
Past
February 13, 2018 - March 27, 2020
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CENTERVILLE, IN
Past
February 13, 2018 - March 27, 2020
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CENTERVILLE, IN
Past
May 5, 2016 - February 14, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
RICHMOND, IN
Past
March 15, 2016 - February 14, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
RICHMOND, IN
Past
September 12, 2014 - January 22, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS
CRD#: 327983 / SEC#: 801-128904
RIA
Registered Investment Advisory firm - (10/13/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/17/2022)
RR
Arizona(10/17/2022)
RR
Florida(10/17/2022)
RR
Indiana(10/17/2022)
IAR
Indiana(11/1/2023)
RR
Kentucky(10/17/2022)
RR
Minnesota(10/17/2022)
RR
Missouri(10/17/2022)
RR
North Carolina(10/17/2022)
RR
Ohio(10/17/2022)
RR
Oklahoma(10/17/2022)
RR
South Carolina(10/17/2022)
RR
Vermont(10/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VISTA INVESTMENT PARTNERS
ORANGE HORIZON WEALTH, LLC | VISTA INVESTMENT PARTNERS II, LLC | VISTA INVESTMENT PARTNERS
CRD#: 327983 / SEC#: 801-128904
RIA
Registered Investment Advisory firm - (10/13/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Woodside Drive, Richmond, IN 47374
Mailing Address
Phone number
(765) 962-5153
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,427 |
| AUM (Assets Under Management) | $ 321,808,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
