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SK

Steven P. Kirkpatrick

INTREPID INVESTMENT BANKERS
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 6359342
SK

Professional summary

Steven Philip Kirkpatrick, who also goes by Steve Kirkpatrick, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in San Francisco, California.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Kirkpatrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Philip Kirkpatrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2026 - Present

INTREPID INVESTMENT BANKERS LLC

Office #1: 350 California Street 20th Floor, San Francisco, CA, 94104
BD
CRD#: 154801
San Francisco, CA
Past

March 8, 2024 - April 17, 2026

TD SECURITIES (USA) LLC

BD
CRD#: 18476
San Francisco, CA
Past

August 8, 2014 - April 10, 2024

COWEN AND COMPANY

BD
CRD#: 7616
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/8/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

II
INTREPID INVESTMENT BANKERS LLC
INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: , 8-68674

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Mailing Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Phone number
(310) 478-9000
Established
Delaware since 04/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUFG AMERICAS HOLDINGS CORPORATIONDIRECT OWNER
AULETTA, CHRISTOPHER THOMASCHIEF COMPLIANCE OFFICER4779644
BAGDASARIAN, EDUARDCEO1307175
FREEDMAN, JAMES BARRYMANAGING DIRECTOR, CHAIRMAN1616904
MILKMAN, PAUL DAVIDCHIEF INFORMATION SECURITY OFFICER1564708
MORIN, STACEY LYNNCHIEF FINANCIAL OFFICER5649422
ROSENBERG, W MICHAELSENIOR MANAGING DIRECTOR1617639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTREPID INVESTMENT BANKERS LLC

CRD#: 154801San Francisco, CA 94104

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