Liam T. Connor
Professional summary
Liam Thomas Connor, who also goes by Liam Thomas Connor, Liam Connor, is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.
Liam is registered as a RR (Registered Representative) and started their career in finance in 2014. Liam has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Liam Thomas Connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
STONEPEAK SECURITIES LLC
Office #1: 550 W. 34th St 48th Floor, New York, NY 10001September 29, 2022 - April 2, 2024
SERA GLOBAL SECURITIES US LLC
October 11, 2021 - August 16, 2022
TPG CAPITAL BD, LLC
February 3, 2016 - August 27, 2021
BLACKSTONE SECURITIES PARTNERS L.P.
August 18, 2014 - January 22, 2016
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
July 17, 2014 - January 22, 2016
NYLIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2024)
Exams
FINRA
Current Firm
STONEPEAK SECURITIES LLC
CRD#: 316392 / SEC#: , 8-70803
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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