SE
Stephen M. Estrada
BURRUS
Salt Lake City, UT 84109
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CRD#: 6359196
SE
Professional summary
Stephen Michael Estrada is a registered financial advisor currently at BURRUS located in Salt Lake City, Utah.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Estrada's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2014 - Present
BURRUS
Office #1: 2455 E Parley's Way Suite 115, Salt Lake City, UT 84109RIA
CRD#: 141435
Salt Lake City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BU
BURRUS
BURRUS | BURRUS INSTITUTIONAL WEALTH SERVICES | BURRUS FINANCIAL SERVICES,INC. | BURRUS FINANCIAL SERVICES, INC. DBA BURRUS | BURRUS FINANCIAL SERVICES, INC. | BURRUS FINANCIAL SERVICES | BURRUS FINANCIAL INC.
CRD#: 141435 / SEC#: 801-80922
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)Colorado
Registered Investment Advisory firm - (3/11/2015 Terminated)Montana
Registered Investment Advisory firm - (2/19/2015 Terminated)New Mexico
Registered Investment Advisory firm - (2/19/2015 Terminated)Texas
Registered Investment Advisory firm - (2/19/2015 Terminated)Utah
Registered Investment Advisory firm - (2/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/5/2014)
IAR
Utah(9/9/2014)
Current Firm
BU
BURRUS
BURRUS | BURRUS INSTITUTIONAL WEALTH SERVICES | BURRUS FINANCIAL SERVICES,INC. | BURRUS FINANCIAL SERVICES, INC. DBA BURRUS | BURRUS FINANCIAL SERVICES, INC. | BURRUS FINANCIAL SERVICES | BURRUS FINANCIAL INC.
CRD#: 141435 / SEC#: 801-80922
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)Colorado
Registered Investment Advisory firm - (3/11/2015 Terminated)Montana
Registered Investment Advisory firm - (2/19/2015 Terminated)New Mexico
Registered Investment Advisory firm - (2/19/2015 Terminated)Texas
Registered Investment Advisory firm - (2/19/2015 Terminated)Utah
Registered Investment Advisory firm - (2/24/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2455 E Parley's Way Suite 115, Salt Lake City, UT 84109
Mailing Address
Phone number
(801) 532-0505
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 645 |
| AUM (Assets Under Management) | $ 213,332,000 |
Red Flags
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Company Information
BURRUS
CRD#: 141435Salt Lake City, UT 84109TRUST BUT VERIFY
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