William E. Watts
Professional summary
William Edward Watts, who also goes by Bill Watts, William Edward Watts, Bill Watts, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Los Angeles, California.
William is registered as a RR (Registered Representative) and started their career in finance in 2015. William has worked at 4 firms and has passed the Series 63, SIE, Series 50, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Edward Watts's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2024 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 10880 Wilshire Blvd. Suite 1101, Los Angeles, CA 90024March 29, 2024 - July 1, 2024
FIFTH THIRD SECURITIES, INC.
March 16, 2017 - April 1, 2024
H2C SECURITIES INC.
August 3, 2015 - March 10, 2017
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2024)
Exams
FINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
