Joshua W. Buckman

E. S. BARR & COMPANY

Lexington, KY 40502

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CRD#: 6358737

Professional summary

Joshua William Buckman, who also goes by Josh Buckman, Joshua Buckman, is a registered financial advisor currently at E. S. BARR & COMPANY located in Lexington, Kentucky.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joshua has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Buckman | Joshua Buckman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua William Buckman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2019 - Present

E. S. BARR & COMPANY

Office #1: 1999 Richmond Road Suite 1b, Lexington, KY 40502

RIA

CRD#: 107447

Lexington, KY

Past

April 3, 2018 - March 22, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

E. S. BARR & COMPANY

BARR E S & CO | E.S. BARR & COMPANY | E. S. BARR & COMPANY

CRD#: 107447 / SEC#: 801-42566

RIA

Registered Investment Advisory firm - (1/8/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2018

General Securities Representative Examination

Current Firm

E. S. BARR & COMPANY

BARR E S & CO | E.S. BARR & COMPANY | E. S. BARR & COMPANY

CRD#: 107447 / SEC#: 801-42566

RIA

Registered Investment Advisory firm - (1/8/1993 Approved)

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Contact information

Main Address

1999 Richmond Road Suite 1b, Lexington, KY 40502

Mailing Address

Phone number

(859) 266-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

E.S. BARR & COMPANY ADV PART 2A & 2B - 03/27/25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 1,971,942,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua W. Buckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua William Buckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

E. S. BARR & COMPANY

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

E. S. BARR & COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2019

Series 63

Date: 7/30/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2018

Current Firm

E. S. BARR & COMPANY

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

E. S. BARR & COMPANY

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