Shane D. O'hara
PROVISE MANAGEMENT GROUP
Clearwater, FL 33756
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CRD#: 6358730
Professional summary
Shane D O'hara, CFP®, who also goes by Shane D Ohara, is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida and KESTRA INVESTMENT SERVICES, LLC located in Tampa, Florida.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Shane has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane D Ohara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: ProVise Management Group, LLC - Investment Related: Yes - Address: 611 Druid Road E. Suite 105 Clearwater FL 33756 - Nature: Registered Rep activities through Kestra Investment Services, LLC using a DBA name Position: Partner - Title: Executive Vice President - Start Date: 1/5/2015 - Hrs/Mth: 91% - 100% Hrs/mth during trading: 91% - 100% - Duties: Administrative duties related to investment advisory services, financial planning and wealth management areas. Name: Provise Management Company, Inc. - Investment Related: No - Address:611 Druid Road E, Suite 105 Clearwater, FL 33756 - Nature: Management Company - Position: Partner - Title: Principal - Start Date: 01/01/2021 - Hrs/Mth: 5 - Hrs/Mth during trading: 5 - Duties: Management of ProVise Management Group, LLC Name: Creative Pinellas - Investment Related: No - Address: 12211 Walsingham Rd, Largo FL 33778, United States - Nature: Not-for-profit - Position: BOD - Title: President - Start Date: 7/1/2023 - Hrs/Mth: 5 - Hrs/Mth during trading: 0 - Duties: Contribute to the organizations mission of supporting and promoting local artists
CRS (Client Relationship Summary) - RIA
Click below to view Shane D O'hara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 13, 2017 - Present
PROVISE MANAGEMENT GROUP, LLC
Office #1: 611 Druid Rd., Ste. 105, Clearwater, FL 33756RIA
CRD#: 105375
Clearwater, FL
Current
February 27, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4350 West Cypress Street Suite 225, Tampa, FL 33607Office #2: 611 Druid Road E Suite 105, Clearwater, FL 33756BD
CRD#: 42046
Tampa, FL
Past
April 27, 2016 - December 8, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CLEARWATER, FL
Past
April 27, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/3/2015)
IAR
Florida(2/13/2017)
IAR
Texas(8/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PM
PROVISE MANAGEMENT GROUP, LLC
PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375 / SEC#: 801-32172
RIA
Registered Investment Advisory firm - (6/2/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
611 Druid Rd E. Ste 105, Clearwater, FL 33756
Mailing Address
Phone number
(727) 441-9022
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,439 |
| AUM (Assets Under Management) | $ 1,804,308,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 01/16/2025 | ||
| 11/01/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVISE MANAGEMENT GROUP, LLC
CRD#: 105375Clearwater, FL 33756TRUST BUT VERIFY
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