Lucy A. Gardner
Professional summary
Lucy Andrews Gardner, who also goes by Lucy Helen Andrews, Lucy Andrews, Lucy Helen Gardner, is a registered financial advisor currently at MATTER FAMILY OFFICE located in Dallas, Texas.
Lucy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lucy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lucy Andrews Gardner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2024 - Present
MATTER FAMILY OFFICE
Office #1: 3811 Turtle Creek Blvd Suite 1325, Dallas, TX 75219July 20, 2020 - April 26, 2024
TOLLESON PRIVATE WEALTH MANAGEMENT
October 16, 2014 - June 25, 2015
HORNOR, TOWNSEND & KENT, LLC
July 22, 2014 - June 25, 2015
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
MATTER FAMILY OFFICE
CRD#: 106806 / SEC#: 801-37738
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/10/2024)
Exams
Current Firm
MATTER FAMILY OFFICE
CRD#: 106806 / SEC#: 801-37738
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,603 |
| AUM (Assets Under Management) | $ 3,545,783,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 09/20/2024 | ||
| 08/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
MATTER FAMILY OFFICE
CRD#: 106806Dallas, TX 75219TRUST BUT VERIFY
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