Aaron W. Clarke
HERITAGE FINANCIAL LLC
GAINESVILLE, VA 20155
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CRD#: 6358237
Professional summary
Aaron Wayne Clarke, AIF®, CFP® is a registered financial advisor currently at HERITAGE FINANCIAL LLC located in Gainesville, Virginia.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Aaron has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL PLANNING ASSOCIATION OF THE NATIONAL CAPITAL AREA Not investment related 1478 Greenmont Court, Reston, VA 20190 professional association Volunteer Board Member, Executive Counsel Member 12/18/2015 10 hours per month 0-5 hours during trading hours Help facilitate initiatives for the profession, event planning, coordination VIRTUAL BUSINESS VIRTUOSOS dba GIG WEALTHY Not investment related Herndon, VA consulting and financial literacy Owner May 2022 25 hours per month 0 hours per month during trading hours Manage Operations & Team, Financial Oversight, Strategic planning, Product and course design, creation of content (video, audio, and graphic)
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Wayne Clarke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 25, 2022 - Present
HERITAGE FINANCIAL LLC
Office #1: 7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155RIA
CRD#: 285149
GAINESVILLE, VA
Past
June 28, 2022 - October 3, 2022
ORIGIN INVESTMENT ADVISORY LLC
RIA
CRD#: 305353
HERNDON, VA
Past
October 23, 2018 - May 24, 2022
HALPERN FINANCIAL, INC.
RIA
CRD#: 108822
ASHBURN, VA
Past
February 25, 2016 - October 15, 2018
ACORN FINANCIAL ADVISORY SERVICES, INC.
RIA
CRD#: 116763
RESTON, VA
Past
December 17, 2015 - October 9, 2018
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
RESTON, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC
CRD#: 285149 / SEC#: 801-114336
RIA
Registered Investment Advisory firm - (11/26/2018 Approved)District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/25/2022)
IAR
Virginia(10/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC
CRD#: 285149 / SEC#: 801-114336
RIA
Registered Investment Advisory firm - (11/26/2018 Approved)District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155
Mailing Address
Phone number
(703) 754-1233
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,380 |
| AUM (Assets Under Management) | $ 334,741,601 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
