Robyn J Maunton, CFP, CHFC | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robyn J Maunton, CFP®, ChFC® was a registered financial professional .

Robyn is a previously registered financial professional and started their career in finance in 2017. Robyn had worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

ChFC^®

Chartered Financial Consultant

Experience

Past

May 5, 2025 - December 1, 2025

EVERSOURCE WEALTH ADVISORS, LLC

RIA

CRD#: 286340

Englewood, CO

Past

December 5, 2021 - September 25, 2025

ALPHA PRINCIPLE, LLC

RIA

CRD#: 317053

ENGLEWOOD, CO

Past

January 10, 2020 - December 31, 2021

ADVICEPERIOD, LLC

RIA

CRD#: 169828

Littleton, CO

Past

February 10, 2017 - December 4, 2019

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Denver, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EW

EVERSOURCE WEALTH ADVISORS, LLC

CRD#: 286340 / SEC#: 801-119192

RIA

Registered Investment Advisory firm - (7/29/2020 Approved)

Alabama

Registered Investment Advisory firm - (8/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

EW

EVERSOURCE WEALTH ADVISORS, LLC

CRD#: 286340 / SEC#: 801-119192

RIA

Registered Investment Advisory firm - (7/29/2020 Approved)

Alabama

Registered Investment Advisory firm - (8/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/11/2020 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3500 Colonnade Parkway Suite 150, Birmingham, AL 35243

Mailing Address

Phone number

(205) 982-5515

Established

Firm type

Fiscal year end

# of Employees

76

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSOURCE PART 2A (6/5/2025)

EVERSOURCE WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	12,633
AUM (Assets Under Management)	$ 3,954,297,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robyn J. Maunton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EVERSOURCE WEALTH ADVISORS, LLC

ALPHA PRINCIPLE, LLC

ADVICEPERIOD, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

Primary Firm SEC Registration

EVERSOURCE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

EVERSOURCE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERSOURCE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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