Shelby H. Saberon

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

Garden Ridge, TX 78266

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CRD#: 6358163

Professional summary

Shelby Hoffman Saberon, who also goes by Shelby H Saberon, is a registered financial advisor currently at SABER AND SHIELD WEALTH MANAGEMENT, L.L.C located in Garden Ridge, Texas.

Shelby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Shelby has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shelby H Saberon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/2010-PRESENT. THE PASSION TRAVEL COMPANY DBA LEARNED ONE GUIDED TOURS, 2494 PRINGLE CIRCLE, OGDEN UT 84403. OWNER/MANAGER/ARRANGES GUIDED TOURS/1-2 TRIPS A YEAR. HOURS DEDICATED: LESS THAN 5/WEEK (0/WEEK DURING TRADING HOURS) 2)12/2012 - PRESENT; SABERTOOTH MARKETING S CORP; 2494 PRINGLE CIRCLE, OGDEN UT 84403, OWNER; MARKETING COMPANY FOR INSURANCE & TRAVEL BUSINESS. HOURS DEDICATED: 20/WEEK (10/WEEK DURING TRADING HOURS) I have been an independent Insurance agent since 2011 and receive commissions for life insurance and annuity sales from various life insurance companies that I am appointed with. I own a state registered insurance agency Saber and Shield Wealth Management and Insurance Services, L.L.C. We do not offer any insurance products, but rather, train other independent insurance agents and receive override commissions on the production of those agents. I started a travel company with a partner in 2010 and still am an owner in this company. On rare occasions I will organize a tour, usually to see the Maya ruins in Mexico and Guatemala. This is a legacy business and some years no business activity occurs. In years that business activity does occur, it is usually limited to one-two weeks.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelby Hoffman Saberon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2018 - Present

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

Office #1: 19365 Fm 2252 Suite 3, Garden Ridge, TX 78266

RIA

CRD#: 291176

Garden Ridge, TX

Past

November 17, 2016 - June 30, 2017

EVIDENT WEALTH

RIA

CRD#: 226630

South Ogden, UT

Past

January 28, 2015 - November 9, 2016

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

OGDEN, UT

Past

October 22, 2014 - December 17, 2014

ELE ADVISORY SERVICES, INC

RIA

CRD#: 148228

OGDEN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/11/2018)

IAR

Utah
(6/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2014

Uniform Investment Adviser Law Examination

Current Firm

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

CRD#: 291176 / SEC#:

Texas

Registered Investment Advisory firm - (4/11/2018 Approved)

Utah

Registered Investment Advisory firm - (6/12/2018 Approved)

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Contact information

Main Address

19365 Fm 2252 Suite 3, Garden Ridge, TX 78266

Mailing Address

Phone number

(830) 312-0496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 57,228,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shelby H. Saberon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelby Hoffman Saberon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

EVIDENT WEALTH

BROOKSTONE WEALTH ADVISORS, LLC

ELE ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2014

Current Firm

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SABER AND SHIELD WEALTH MANAGEMENT, L.L.C

TRUST BUT VERIFY

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